Tuesday, 3 January 2012

Qualified Foreign Investors allowed to invest in Indian equity markets


India has been facing a bearish run in terms of foreign investment in its capital markets. The poorly performing market has churned out astonishingly bad results in the past year. So much so that it reportedly prompted a net outflow of almost USD 380 Million in foreign investment in 2011.

To overturn this dismal trend, the Ministry of Finance, Government of India announced on January 1, 2012 in a press release, that it had decided to allow Qualified Foreign Investors [‘’QFIs’] to invest directly in the Indian equity market. This is a welcome initiative that should go a long way in dispelling the gloom that has gripped the Sensex.  This is the second measure taken in 2011 to increase foreign activity in Indian capital markets. The first was in August when QFIs were permitted direct access to Indian mutual fund schemes.

The new scheme is expected to be operationalised by January 15 after the regulators, the Reserve Bank of India (RBI) and the Securities and Exchanges Board of India (SEBI), issue relevant circulars, an official release said on Sunday.

The salient Features of the Scheme are quoted below:
·      RBI would grant general permission to QFIs for investment under Portfolio Investment Scheme (PIS) route similar to FIIs.

·     The individual and aggregate investment limit for QFIs shall be 5% and 10% respectively of the paid up capital of Indian company. These limits shall be over and above the FII and NRI investment ceilings prescribed under the PIS route for foreign investment in India.

·     QFIs shall be allowed to invest through SEBI registered Qualified  Depository Participant (DP). A QFI shall open only one demat account and a trading account with any of the qualified DP. The QFI shall make purchase and sale of equities through that DP only.

QFIs have been defined as individuals, groups or associations residing in a foreign country that is compliant with the Financial Action Task Force and that is a signatory to The International Organisation of Securities Commissions's multilateral MoU. The QFIs do not include FII/sub-accounts.

Watch this space for market reactions. 

-By Kartik Khanna, 4th Year, NUJS, Kolkata

2 comments:

  1. Dear Kartik ,

    Could you clarify ? QFI's can trade only in the scrips issued by asset management companies such as mutual funds and if not in the regular equity and debt stocks trading on a platform of a Stock Exchange .

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  2. Dear Anon

    As it appears from the Press Release and a clarification to the same (See http://www.moneycontrol.com/news/ipo-news/foreign-individuals-can-investpublic-issues-_643974.html), QFIs can clearly trade directly as a retail investor.

    It has been clearly notified that these QFIs can even take part in IPOs and FPOs. There is no such restriction as the one you have suggested in your query.

    ReplyDelete